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OSC awards whistleblower $300K for tips about regulatory violations
Yahoo Finance Canada· 1 month agoThe Ontario Securities Commission says the whistleblower's "seniority, knowledge and experience"...
OSC alleges Cormark Securities was part of 'illegal' short-selling scheme
Financial Post via Yahoo Finance Canada· 2 years agoCormark and their client allegedly devised a complex series of transactions in 2017 that would...
Shakeup at Ontario Securities Commission sees senior officials depart
Financial Post via Yahoo Finance Canada· 4 months agoA handful of senior executives from across the Ontario Securities Commission have left or are on...
OSC investigating crypto exchange Binance despite Canadian exit
Financial Post via Yahoo Finance Canada· 1 year agoWeeks after global crypto giant Binance announced it was pulling out of Canada because it didn’t...
OSC settles first cannabis fraud case on lesser charges with separate quasi-criminal trial just...
Financial Post via Yahoo Finance Canada· 2 years agoThe Ontario Securities Commission has accepted a settlement on lesser charges in the first fraud...
RBC pays total of $8 million in regulatory settlements over how it recorded costs of software...
Financial Post via Yahoo Finance Canada· 8 months agoRoyal Bank of Canada paid $2-million to settle Ontario Securities Commission allegations that the...
OSC's top enforcement official to leave at end of February
Financial Post via Yahoo Finance Canada· 5 months agoThe Ontario Securities Commission‘s director of enforcement will be leaving the capital markets...
Canadian securities regulators tighten rules for unregistered crypto platforms in wake of FTX...
Financial Post via Yahoo Finance Canada· 2 years agoOn the heels of the spectacular collapse of global cryptocurrency platform FTX, Canadian regulators...
Binance's exit and Bank of Canada's digital loonie discussions: How they impact Canadian crypto
Financial Post via Yahoo Finance Canada· 1 year agoEven in a crypto winter, the Canadian cryptocurrency landscape remains in flux. On May 12, Binance,...
How regulation slowed FTX's growth, limiting the toll of its collapse in Canada
Financial Post via Yahoo Finance Canada· 2 years agoThe fallout from collapsed crypto exchange FTX could have been worse in Canada, where regulatory...